DallasRecruiter Since 2001
the smart solution for Dallas jobs

Audit Supervisor

Company: Santander Bank, NA
Location: Dallas
Posted on: January 17, 2020

Job Description:

ApplyOverviewThe Supervisor, Audit conducts testing in a timely manner, ensuring all audit quality and client relation standards are met, and courteous and professional behavior is observed in all situations. The primary areas of coverage are related to financial risk (ex. Accounting, SOX, Liquidity Risk, and Interest Rate Risk).Responsibilities include:

  • Examines business records and collects information, exercises independent judgment in identifying issues and assessing risk as well as formulates findings and presents the results to the relevant Sr. Supervisor/ Audit Manager.
  • Executes control design and operating effectiveness testing over high complexity areas as part of internal audit reviews and activities.
  • Conducts post-audit high complexity follow-up to appraise adequacy of corrective action taken by management to address audit recommendations.
  • Documents audit testing and follow-up tasks in accordance to relevant audit standards.
  • Reviews and challenges the testing and work papers prepared by less experienced team members.
  • Demonstrates proactivity in professional development activities.
  • Attends professional training actions provided by the company.
  • Provides consistent quality service to both internal and external stakeholders that meets the companys standards.
  • Participates in the design of audit test steps.
  • Starts supervising and providing coaching and assistance to less experienced team members as part of internal audit reviews and activities. As such, starts reviewing and challenging the testing and work papers prepared by less experienced team members.
  • Participates in the drafting of audit recommendations to be presented to the Audit Manager.
  • Demonstrates proactivity in professional development activities.
  • Develops an advanced understanding of the business.
  • Prior experience is public accounting and financial services internal audit is preferred.Requirements:
    • Education
    • Bachelor's Degree: Accounting, Finance, Business or equivalent field.
    • Experience
    • At least 3-5 years Audit Experience; OR
    • 5-7 years of relevant experience.
    • Skills & Abilities
    • Analytical and problem solving skills as well as the ability to work independently
    • Technology and computer skills, with the ability to effectively use Microsoft Office (Word, Excel, Outlook, Powerpoint)
    • Detail oriented with organizational skills
    • Verbal and written communication skills
    • Time management skills and the ability to complete multiple projects simultaneously and in a timely manner
    • Ability to work independently with limited supervision
    • Solid diplomatic skills with the ability to resolve conflict in a civil mannerCompetencies:
      • Collaboration Teamwork:
      • Proficient Applying and Executing
      • Creates a good working environment in the team; works towards shared goals contributing ideas and accepting change
      • Provides assistance and coaches less experienced team members*
        • Execution Initiative:
        • Proficient Applying and Executing
        • Displays initiative, flexibility and focus to get things done
        • Actively contributes ideas, suggestions, and constructive comments in meetings and discussions*
          • Change Orientation Flexibility:
          • Proficient Applying and Executing
          • Adapts quickly to change and makes suggestions for increasing the effectiveness of change
          • Appropriately shifts attention and refocuses on new goals as a result of changes in priorities or competing work demands*
            • Problem Solving Problem Identification:
            • Proficient Applying and Executing
            • Identifies the component parts of a complex situation or problem and the relationship among variables that are not obvious*
              • Customer Focus Customer Understanding:
              • Proficient Applying and Executing
              • Probes in-depth to understand the customers business needs
              • Explores and understands the customer's alternatives and decision criteria*
                • Influence Two-way Communication:
                • Proficient Applying and Executing
                • Communicates in a timely and straightforward manner
                • Probes for additional information, clarifies assumptions and confirms agreed-upon actions
                • Keeps everyone involved informed about progress and issues*
                  • Risk Management Knowledge of Risk Management Policies, Regulations, Processes and Procedures:
                  • Proficient Applying and Executing
                  • Executes risk management process and procedures without management direction, and demonstrates awareness of expected results
                  • Knows the relationship and impact of actions and results
                  • Has an understanding of regulations impacting area supported*
                    • Risk Business Acumen Industry Acumen:
                    • Proficient Applying and Executing
                    • Stays current with industry and regulatory trends and emerging risk issues
                    • Has good understanding of current market and competitive landscape that the organization operates withinRisk Business Acumen Industry Acumen:Proficient Applying and ExecutingStays current with industry and regulatory trends and emerging risk issuesHas good understanding of current market and competitive landscape that the organization operates withinAN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO

Keywords: Santander Bank, NA, Dallas , Audit Supervisor, Accounting, Auditing , Dallas, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Accounting Clerk - Alvarado
Description: The outdoors is a big place and just as it offers endless adventures, so does our company.Camping World is your premier one-stop-shop for everything RV. Along with RV parts and accessories, we also offer (more...)
Company: Camping World
Location: Alvarado
Posted on: 01/26/2020

Analyst, Property Tax
Description: Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create (more...)
Company: Duff and Phelps, LLC
Location: Garland
Posted on: 01/26/2020

Analyst, Property Tax Compliance
Description: Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create (more...)
Company: Duff and Phelps, LLC
Location: Ferris
Posted on: 01/26/2020


QuickBooks Live Expert Bookkeeper
Description: Overview br Join Our Virtual Tax Network br br At Intuit, our mission is to power prosperity around the world. Quickbooks Live Expert Bookeeper's suport that mission to our Quickbooks Live customers (more...)
Company: Intuit
Location: Garland
Posted on: 01/26/2020

Independent Financial Advisor- Securities America
Description: Company Securities America Location Carrollton, Texas Salary Competitive compensation package Posted January 13 2020 Ref SAI-IFACarrollton8 Industry Securities Position Financial Advisor, Registered Investment (more...)
Company: Securities America
Location: Carrollton
Posted on: 01/26/2020

Credentialed Bilingual Tax Advisor - CPA - Remote
Description: Overview Join Our Virtual Tax Network At Intuit, our mission is to power prosperity around the world. Tax experts support that mission to our TurboTax customers by: providing valuable guidance, instilling (more...)
Company: Intuit
Location: Dallas
Posted on: 01/26/2020

Tax Internship - Spring 2021
Description: TAX INTERNSHIP REQUIREMENTSThe internship program provides Cornwell Jackson with an effective way to connect with a qualified and motivated group of students. It is the intent of the program that this (more...)
Company: Cornwell Jackson
Location: Plano
Posted on: 01/26/2020

Analyst, Property Tax Compliance
Description: Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create (more...)
Company: Duff and Phelps, LLC
Location: Garland
Posted on: 01/26/2020

IT Auditor Direct Hire
Description: Role: IT AuditorLocation: Tampa, FL OR Dallas, TXType- FullTimeJob Description: --Must-Have:Strong knowledge and understanding of these technologies and auditing experience of these areas:Network technologyoperating (more...)
Company: Emonics LLC
Location: Dallas
Posted on: 01/26/2020

Independent Financial Advisor- Securities America
Description: Company Securities America Location Dallas, Texas Salary Competitive compensation package Posted January 13 2020 Ref SAI-IFADallas8 Industry Securities Position Financial Advisor, Registered Investment (more...)
Company: Securities America
Location: Dallas
Posted on: 01/26/2020

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

Dallas RSS job feeds