Remote Regulatory Affairs Director
Company: Comerica
Location: Dallas
Posted on: April 15, 2024
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Job Description:
Deputy Chief Compliance Officer
The Deputy Chief Compliance Officer role provides support to the
Chief Compliance Officer (CCO) in managing the Compliance function
within the organization. The Deputy CCO will be responsible for
providing guidance and oversight across various aspects of the
compliance management program, ensuring that teams are proactively
understanding regulatory requirements and effectively implementing
related initiatives across different business units and functions.
The Deputy CCO will have exposure to and interactions with
executive stakeholders within the organization and with regulators
on the overall compliance environment, reporting on effectiveness
of the compliance management program, and the identification of
emerging risks. Beyond overseeing components of the compliance
management program, this individual will also provide leadership,
guidance, and mentorship to multiple teams within Compliance,
fostering an environment of excellence and continuous learning.
This position will play a critical role in enhancing and scaling
our compliance management program.
*We are open to this role being based in any market remotely
Compliance Program
Support the development, enhancement implementation, and governance
of the compliance management program across the entire
organization.
Manage multiple components of the compliance management program
Work closely with the Lines of Business to evaluate identified
risks and adherence to Compliance policies and procedures.
Keep track of industry trends and best practices to anticipate
future areas of focus for regulators and proactively communicate
them to senior leadership and apply best practices as
necessary.
Regulatory Engagement and Remediation
Understand new and existing laws, rules, and regulations to
determine requirements for various areas and changes that need to
be implemented.
Partner with key areas to implement any changes to laws, rules, and
regulations and provide advisory support.
Collaborate with other leaders and teams within the organization to
ensure timely remediation of compliance related issues when
identified by regulators, internal audit, and other
stakeholders.
Serve as a key compliance contact for regulatory interactions and
requests, including regulatory examinations and other presentations
to regulators.
Reporting and Monitoring
Develop and deliver presentations to the Board and management
governance committees on the effectiveness of the compliance
program, emerging risks, and the status of existing issues.
Identify and enhance Compliance key risk indicators (KRIs) to
identify emerging risks and areas that require escalation and
remediation.
Partner with Enterprise Risk, business unit leaders, and other
senior executives on various special projects to manage risks and
develop strong internal controls.
Work with the other leaders to foster a culture of compliance
within the organization through various initiatives, including
organization-wide trainings, communications campaigns, and
workshops.
Lead teams within the Compliance function and act as a mentor to
the team members.
Partner with the Chief Compliance Officer in enhancing the
compliance culture through on-going communication, conducting
staffing assessments, refining operating model, and designing
trainings for Compliance.
Bachelor's degree from an accredited University
10 or more years of experience in banking regulatory compliance or
related legal
8 years of experience in management in banking and/or regulatory
compliance
5 years of experience in understanding laws and regulations and
then applying them across an enterprise
Certified Regulatory Compliance Manager (CRCM) certification or
other applicable/relevant certifications or licenses helpful but
not required
8:00am - 5:00pm Monday - Friday
Keywords: Comerica, Dallas , Remote Regulatory Affairs Director, Executive , Dallas, Texas
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