Associate, AML Compliance TX
Company: Santander Holdings USA Inc
Posted on: February 10, 2024
Associate, AML ComplianceDallas, United States of AmericaThe
Associate, AML Compliance is primarily responsible for ensuring the
company complies with all BSA/AML regulatory requirements and
internal policy and procedures. The incumbent undertakes standard
reviews and escalates to senior staff where non-compliances are
identified. Monitors activities to minimize the company's exposure
to risk. Activities may include quantitative analysis, risk
identification and remediation. Represents or supports the
reputation of the company to minimize compliance and regulatory
risk by resolving issues and ensuring adherence to company and
legal standards. Responsible for ensuring that all of the company's
activities adhere to the necessary rules and regulations, and that
the company complies with legal/regulatory statutes and
Essential Functions/Responsibility Statements:
Undertakes standard reviews and escalates to senior staff where
non-compliances are identified.
Identifies systemic procedural weaknesses and additional training
requirements needed to ensure compliance.
Evaluates controls in place to ensure continuous compliance
measures with laws, regulations and policies affecting the
organization, recommends process improvements to management.
Collaborates with team on projects and program tasks intended to
improve compliance and enhance the control environment.
Coaches and reviews work of junior level Compliance
Assesses procedures and policies to ensure the business units are
in compliance with standard regulatory and policy requirements.
Prepares drafting of policy and procedural documentation when
control changes are made.
Transfers work product into simple guidance/templates for future
Analyzes existing and proposed legislation, regulatory
announcements, and industry practices for compliance requirements,
and implements procedures to meet these requirements for applicable
Validates controls or project plans to ensure compliance with laws,
rules and regulations.
Qualifications: To perform this job successfully, an individual
must be able to perform each essential duty satisfactorily. The
requirements listed below are representative of the knowledge,
skill, and/or ability required. Reasonable accommodations may be
made to enable individuals with disabilities to perform the
Bachelor's Degree or equivalent work experience: Finance, Business
or equivalent field.
5+ Years Compliance, Legal, Regulatory, or Financial Services.
Experience in AML and / or Fraud Investigations required
Skills and Abilities:
Practical knowledge of corporate regulatory requirements, and
factors influencing the business in which the Corporation
Practical knowledge of key business control areas (Audit & Risk
Review, Risk Management, Finance, Human Resources, and Legal) and
governmental regulatory agencies.
Ability to quickly respond to inquiries from regulatory agencies,
internal partners, and external consultants.
Ability to read, analyze and interpret government regulations,
trade journals and legal documents
Ability to effectively deal with senior management as well as,
Federal/State and other Regulators
Ability to work cross-functionally as a team player.
Ability to mentor and guide staff and numerous projects
Ability to influence others, including senior leadership.
Excellent verbal and written communication skills.
Advanced Microsoft Office (Excel, Word, PowerPoint, Outlook,
Strong project management skills.
Diversity & EEO Statements: At Santander, we value and respect
differences in our workforce and strive to increase the diversity
of our teams. We actively encourage everyone to apply.
Santander is an equal opportunity employer. All qualified
applicants will receive consideration for employment without regard
to race, color, religion, sex, sexual orientation, gender identity,
national origin, genetics, disability, age, veteran status or any
other characteristic protected by law.
Employer Rights: This job description does not list all of the job
duties of the job. You may be asked by your supervisors or managers
to perform other duties. You may be evaluated in part based upon
your performance of the tasks listed in this job description. The
employer has the right to revise this job description at any time.
This job description is not a contract for employment and either
you or the employer may terminate at any time for any reason.
Bachelor of Science (BS) English
Primary Location: Dallas, TX, Dallas
Other Locations: Texas-Dallas
Organization: Santander Holdings USA, Inc.
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Keywords: Santander Holdings USA Inc, Dallas , Associate, AML Compliance TX, Other , Dallas, Texas
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