Legal Entity Control Manager - Senior Associate
Company: JPMorgan Chase & Co.
Location: Plano
Posted on: April 2, 2026
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Job Description:
Description JPMorgan Securities LLC (JPMS LLC) is a licensed
broker-dealer and investment adviser registered with the SEC and
FINRA. It is also a Municipal Securities Dealer, Futures Commission
Merchant, Commodity Pool Operator, and registered as a swap dealer
and Security-Based Swap Dealer. JPMS LLC conducts investment
banking and securities and futures business, specializing in a wide
range of financial products for clients worldwide. Join JPMS LLC, a
leader in global financial services, and play a pivotal role in
shaping our control environment. As a Legal Entity Control Manager,
you'll have the opportunity to collaborate with senior stakeholders
and drive compliance initiatives that impact our business
worldwide. As a Legal Entity Control Manager within the JPMS LLC
Control Management team, you will support the LE Oversight and
Control governance framework. You will partner with Lines of
Business (LOBs) and Functional groups to gather data, develop risk
views, and conduct annual LE Risk Assessments. Your role involves
driving compliance with regulations, highlighting control
weaknesses, and managing audits and regulatory requirements. Job
Responsibilities: Serve as a key integration point to ensure
collaboration between stakeholders across LOBs and Functional
groups. Execute processes supporting LE Operational Risk and
Control Governance and facilitate the LLC Control Forum. Develop,
maintain, and produce LE metrics and manage reporting on
Operational & Compliance risk. Organize meetings and scorecard
reporting for centralized analysis of control issues. Support LE
risk assessment needs and ongoing regulatory obligations. Partner
with Compliance to manage regulatory relationships and exam
management. Oversee development and implementation of training
materials and communication. Perform ongoing analysis of
program-related data and develop ad-hoc reports. Gain exposure to
senior stakeholders and support presentation of program updates.
Required Qualifications, Capabilities, and Skills: Bachelor’s
degree in business, accounting, or equivalent experience. Ability
to work across LOBs and functions at a senior level, meeting
deadlines and delivering high-quality work. Experience in financial
services with a background in controls, audit, quality assurance,
operational risk management, or compliance. Excellent verbal and
written communication skills, relationship-building, and
influencing skills. High proficiency with PowerPoint/PitchPro and
Macro. Preferred Qualifications, Capabilities, and Skills:
Familiarity with markets products and processes. Experience
engaging with senior management and challenging stakeholders when
necessary. Ability to execute on multiple competing priorities
within tight time frames.
Keywords: JPMorgan Chase & Co., Dallas , Legal Entity Control Manager - Senior Associate, Accounting, Auditing , Plano, Texas
